Dale C Spahr

Current Employers

U.S. Bancorp Advisors, Llc

60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2023-02-01
AZ	RA	APPROVED	2023-01-31

TX RA
APPROVED

Since 2023-02-01
AZ RA
APPROVED

Since 2023-01-31

Branch Locations

1101 W Washington St, Tempe, AZ 85281 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Charles Schwab & Co., Inc.	Tucson	AZ	12/1996	09/2022
Charles Schwab Bank	Tucson	AZ	02/2005	09/2022
U.S. Bancorp Advisors, Llc	Tempe	AZ	09/2022	Present

12/1996 → 09/2022

Charles Schwab & Co., Inc.

Tucson, AZ
02/2005 → 09/2022

Charles Schwab Bank

Tucson, AZ
09/2022 → Present

U.S. Bancorp Advisors, Llc

Tempe, AZ

Previous Registrations

2019-01-07 → 2022-09-19

Charles Schwab & Co., Inc.

Tucson, AZ

Tucson, AZ

Tucson, AZ

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2023-01-24
S63	Uniform Securities Agent State Law Examination	1994-02-09

S65 Uniform Investment Adviser Law Examination

2023-01-24
S63 Uniform Securities Agent State Law Examination

1994-02-09

Other Names

Dale Spahr

View on SEC IAPD