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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-01-13 |
Branch Locations
10252 W Adams Ave Ste 104B, Temple, TX 76502 • United States
Temple, TX • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley & Co., Incorporated | Temple | TX | 04/2007 | 01/2018 |
| Morgan Stanley Smith Barney | Temple | TX | 06/2009 | 01/2018 |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | 01/2018 |
| Ameriprise Financial Services, Llc | Temple | TX | 01/2018 | Present |
Business Ownership; 254 Ventures, LLC; ; Property management; 7353 W Adams Ave Temple, TX 76513, ,; Not Investment-Related; 08/19/2013; 1 to 9 hours per month; 0 during trading hours / HWF llc; CO Owner with my wife; Property ownership; 3606 Deer Trail, , Temple, TX, 76504; Not Investment-Related; 07/05/2022; 1 to 9 hours per month; 0 during trading hours / Audacious Goals LLC; Co-owner; Real Estate; 3606 Deer Trail, , Temple, TX, 76504; Not Investment-Related; 07/01/2023; 1 to 9 hours per month; 0 during trading hours / Building Eleven Ventures; Co-owner; Real Estate; 3606 Deer Trail, , Temple, TX, 76504; Not Investment-Related; 11/16/2023; 1 to 9 hours per month; 1 to 9 during trading hours / Janus Project Ventures, LLC; Co-owner; My business partner is a public speaker and military commentator. My role is 40% owner. I will set up the basic llc and procedures so that Mr. Torres can make public appearances and be referenced in publications.; 3606 Deer Trail, , Temple, TX, 76504; Not Investment-Related; 09/01/2024; 1 to 9 hours per month; 0 during trading hours. Board of Directors; Temple Firefighters' Relief and Retirement Fund; Member; 210 North 3rdTemple, TX 76502, ,; Investment-Related; 07/10/2018; 1 to 9 hours per month; 1 to 9 during trading hours / Texas A&M Central Texas Foundation Board; Board Member; 1001 Leadership Place, , Killeen, TX, 76549; Not Investment-Related; 11/01/2022; 1 to 9 hours per month; 0 during trading hours / Temple Economic Development Corporation; Board Member; 201 Santa Fe Way Suite 103, , Temple, TX, 76504; Not Investment-Related; 04/13/2021; 1 to 9 hours per month; 1 to 9 during trading hours / Cutural Activity Center; Board Member; 3011 N 3rd St, , Temple, TX, 76501; Not Investment-Related; 06/15/2023; 1 to 9 hours per month; 1 to 9 during trading hours / University of Mary Hardin Baylor McLane School of Business Advisory Board; Chair; 900 College Street, , Belton, TX, 76513; Not Investment-Related; 05/01/2022; 1 to 9 hours per month; 0 during trading hours / Temple College Foundation; Board member; Marc A. Nigliazzo Admin. Bldg., 2600 S. First Street , Temple, , TX, 76504; Not Investment-Related; 01/29/2026; 1 to 9 hours per month; 0 during trading hours. Outside Employment; University of Mary Hardin-Baylor; Adjunct Professor - Adjunct Professor; ; 900 College StBelton, TX 76513, ,; Not Investment-Related; 01/14/2019; 10 to 19 hours per month; 1 to 9 during trading hours. Other Business Activities; King Solomon Masonic Lodge #1427; Fraternal Society; 16 East Central Temple, TX 76501, ,; Not Investment-Related; 07/22/2017; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-04-18 |
| S63 | Uniform Securities Agent State Law Examination | 1996-03-28 |
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