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Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-05-02
FL RA APPROVED 2009-04-01
  • TX RA
    APPROVED
    Since 2018-05-02
  • FL RA
    APPROVED
    Since 2009-04-01

Branch Locations

822 A1A North Suite 105, Ponte Vedra Beach, FL 32082 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Jacksonville Beach FL 03/1992 Present
Hughes Financial Group, Inc. Ponte Vedra Beach FL 11/2006 03/2018
Raymond James Financial Services Advisors, Inc Jacksonville Beach FL 01/2009 Present
Hughes Financial Partners, Inc. Ponte Vedra Beach FL 03/2018 Present
  • 03/1992 → Present
    Raymond James Financial Services, Inc.
    Jacksonville Beach, FL
  • 11/2006 → 03/2018
    Hughes Financial Group, Inc.
    Ponte Vedra Beach, FL
  • 01/2009 → Present
    Jacksonville Beach, FL
  • 03/2018 → Present
    Hughes Financial Partners, Inc.
    Ponte Vedra Beach, FL
Other Businesses

(1)Name of Business: Hughes Financial Partners, Inc. Address: 822 A1A N Ste 105, Ponte Vedra Beach, FL, 32082, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 03/29/2018 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: We hold out Hughes Financial Partners, Inc. as a company name to distinguish our branch office versus other branch offices for name recognition and marketing purposes.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1994-12-20
  • S63 Uniform Securities Agent State Law Examination
    1994-12-20
Designations
  • Certified Financial Planner
  • Chartered Financial Consultant
Other Names
  • Dan Hughes

View on SEC IAPD

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