Carlos F Suarez

Employer firm

Principal Securities, Inc. CRD 1137

$17.0B regulatory AUM 1,717 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2015 → 04/2019
  Guardian Life Ins Co Of America
  Miami, FL
• 05/2015 → 04/2019
  Park Avenue Securities
  Miami, FL
• 07/2019 → 08/2024
  Hornor Townsend & Kent Inc
  Horsham, PA
• 04/2019 → 08/2024
  Penn Mutual Life Insurance Co
  Horsham, PA
• 08/2024 → Present
  Principal Life Insurance Company
  Miami, FL
• 08/2024 → Present
  Principal Securities, Inc.
  Miami, FL

Previous Registrations

• 2020-02-24 → 2024-09-03
  Hornor, Townsend & Kent, Llc
  Coral Gables, FL
  Boca Raton, FL
  Miami, FL
• 2018-12-06 → 2019-05-17
  Park Avenue Securities Llc
  Miami, FL
  Miami, FL
  Miami, FL
  Miami, FL
• 2013-05-15 → 2015-05-29
  Osaic Services, Inc.
  Scottsdale, AZ
  Nokomis, FL
  Miami, FL
• 2005-06-21 → 2013-01-22
  New England Securities
  Coral Gables, FL
• 1999-04-14 → 2004-10-18
  Equity Services, Inc.
  Coral Gables, FL

Exams

• S63 Uniform Securities Agent State Law Examination
  1994-07-25

Other Names

• Carlos Francisco Suarez