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Carolyn Ogrady

Wells Fargo Clearing Services, LLC

Linwood, NJ

Short Hills, NJ

Vineland, NJ

Philadelphia, PA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2022-11-07
PA RA APPROVED 2022-11-04
VA RA APPROVED 2021-03-16
  • NJ RA
    APPROVED
    Since 2022-11-07
  • PA RA
    APPROVED
    Since 2022-11-04
  • VA RA
    APPROVED
    Since 2021-03-16

Branch Locations

1201 New Rd, Ste 207 Cornerstone Commerce Center, Linwood, NJ 08221 • United States

51 John F Kennedy Pkwy 4Th & 5Th Fls [Support Center], Short Hills, NJ 07078 • United States

1051 W Sherman Ave Bldg 5/Ste B, Vineland, NJ 08360 • United States

123 South Broad Street 1St Floor, Philadelphia, PA 19109 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Clearing Glen Allen VA 02/2016 Present
Wells Fargo Advisors, Llc St. Louis MO 11/2016 11/2016
Wells Fargo Clearing Services, Llc St. Louis MO 11/2016 Present
  • 02/2016 → Present
    First Clearing
    Glen Allen, VA
  • 11/2016 → 11/2016
    Wells Fargo Advisors, Llc
    St. Louis, MO
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    St. Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-03-16
  • S66 Uniform Combined State Law Examination
    2021-03-16
Other Names
  • Carolyn Ostuni
  • Carolyn O'GRady

View on SEC IAPD

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WELLS FARGO CLEARING SERVICES, LLC · LINWOOD, NJ
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