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Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2022-11-07 |
| PA | RA | APPROVED | 2022-11-04 |
| VA | RA | APPROVED | 2021-03-16 |
Branch Locations
1201 New Rd, Ste 207 Cornerstone Commerce Center, Linwood, NJ 08221 • United States
51 John F Kennedy Pkwy 4Th & 5Th Fls [Support Center], Short Hills, NJ 07078 • United States
1051 W Sherman Ave Bldg 5/Ste B, Vineland, NJ 08360 • United States
123 South Broad Street 1St Floor, Philadelphia, PA 19109 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Clearing | Glen Allen | VA | 02/2016 | Present |
| Wells Fargo Advisors, Llc | St. Louis | MO | 11/2016 | 11/2016 |
| Wells Fargo Clearing Services, Llc | St. Louis | MO | 11/2016 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-03-16 |
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