Daniel J Cohen

Employer firm

Thurston Springer Advisors CRD 299201

$3.68B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2016 → 07/2020
  Nations Financial Group, Inc.
  Northbrook, IL
• 07/2020 → Present
  Thurston Springer Financial
  Indianapolis, IN

Previous Registrations

• 2016-04-15 → 2020-07-23
  Nations Financial Group, Inc.
  Deerfield, IL
  Cedar Rapids, IA
• 2002-11-29 → 2016-04-18
  Wells Fargo Advisors Financial Network, Llc
  Northbrook, IL
• 1997-09-22 → 2002-12-17
  Ubs Financial Services Inc.
  Chicago, IL

Other Businesses

Cohen Capital Management Group, Inc. 1345 Montgomery Dr. Deerfield, IL 60015. Is investment related. Nature of business is DBA used to offer investment services. Position is president. Started 2/6/2002. Approx. # of hours is 160/month, all during security trading hrs. Duties are to offer investment services. DoorDash Driver, 0 market hours, 4 total hours, per month. Thorson Tax and Financial. Not investment related. Position is tax consultant. Position is tax consultant. Started 2/01/22 Approx # of hours is 30/month all during trading hours, all during trading hours. Duties are to help prepare tax returns.

Exams

• S65 Uniform Investment Adviser Law Examination
  1996-08-27
• S63 Uniform Securities Agent State Law Examination
  1992-05-18

Other Names

• Daniel Cohen
• Daniel Jay Cohen