Gerald L Haggerty Jr

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/1998 → Present
  Haggerty'S Tax Service
  Jim Thorpe, PA
• 08/2005 → 09/2025
  Avantax Investment Services, Inc.
  Jim Thorpe, PA
• 01/2013 → 09/2025
  Avantax Advisory Services
  Jim Thorpe, PA
• 05/2024 → 09/2025
  Avantax Insurance Agency And/Or Avantax Insurance Services
  Jim Thorpe, PA
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Jim Thorpe, PA
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2013-01-11 → 2025-09-05
  Avantax Advisory Services
  Jim Thorpe, PA

Other Businesses

1)Rental~'NIR'~428 North Street~Jim Thorpe~PA~18229~Rental Property Owner/Management~Owner/Sole Proprietor~8/1/2014~3hrs~0hrs~Own, manage and perform maintenance as needed on a single family home used for rental.| 2) Haggerty's Financial Services; Other; Other; NIR; 3; 10/08/2012; 428 North Street Jim Thorpe PA 18229; Operational and/or Marketing anem for Avantax Services 3) Haggerty's Tax Service; Owner/Sole Proprietor; Tax Preparation/Accounting; NIR; 40; 01/01/1998; 428 North Street Jim Thorpe PA 18229-1412; Preparer client tax returns.

Exams

• S65 Uniform Investment Adviser Law Examination
  2012-12-06
• S63 Uniform Securities Agent State Law Examination
  2005-10-19