Dallah Anderson Forrest

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2009 → 06/2022
  Raymond James & Associates Inc
  Greenville, SC
• 09/2022 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 06/2022 → 08/2022
  Unemployed
  Greenville, SC
• 09/2022 → Present
  Arbor Wealth Advisors
  Greenville, SC
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2009-04-23 → 2022-07-08
  Raymond James & Associates, Inc.
  Greenville, SC
  Greer, SC
  Greenville, SC
• 1992-12-03 → 2009-04-29
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Greenville, SC
  Greenville, SC

Other Businesses

1) NAME OF OTHER BUSINESS: ARBOR WEALTH ADVISORS INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 08/2022 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 45 APX NUMBER OF HOURS DURING TRADING HOURS: 35 BRIEF DESCRIPTION OF DUTIES: PROVIDE FINANCIAL SERVICES 2) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 06/1992; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS;

Exams

• S65 Uniform Investment Adviser Law Examination
  1994-09-26
• S63 Uniform Securities Agent State Law Examination
  1992-06-02

Other Names

• Dallah Forrest
• Andy Forrest