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Charles Schwab & Co., Inc. CRD 5393
955,800 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2026-07-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ausdal Financial Partners, Inc | Davenport | IA | 07/2016 | 12/2016 |
| Jti Brokerage Inc. | Rolling Meadows | IL | 02/2016 | Present |
| Td Ameritrade, Inc. | Chicago | IL | 10/2017 | 05/2024 |
| City Of Rolling Meadows | Rolling Meadows | IL | 05/2009 | 05/2017 |
| Charles Schwab & Co., Inc. | Chicago | IL | 05/2024 | Present |
JTI BROKERAGE INC.; INVESTMENT RELATED; 2901 STARLING LANE ROLLING MEADOWS,IL; 100% OWNER OF COMMODITY FUTURES AND OPTIONS BROKERAGE BUSINESS; TRADER ON PERSONAL ACCOUNTS; I DEVOTE 0 HOURS PER MONTH TO THIS ACTIVITY DURING TRADING HOURS; NUMBER OF HOURS VARIES DEPENDING ON MARKET ACTIVITY; ACTIVITY BEGAN 10/2012; FUTURES AND OPTIONS ON FUTURES TRADING. JGBL INVESTMENTS LLC NON INVESTMENT; 2901 STARLING LN, ROLLING MEADOWS, IL; REAL ESTATE INVESTMENT RENTAL; MEMBER MANAGER; I DEVOTE APPX 2 HOURS PER MONTH AND NONE DURING TRADING TO THIS ACTIVITY; ACTIVITY BEGAN 05/2005; LANDLORD; BUY AND HOLD SINGLE FAMILY HOMES THAT GENERATE RENTAL INCOME. GJ INVESTMENT GROUP LLC; NON INVESTMENT RELATED; 2901 STARLING LN, ROLLING MEADOWS, IL; REAL ESTATE INVESTMENT; MEMBER MANAGER; I DEVOTE APPX 2 HOURS/MONTH AND NONE DURING THE TRADING DAY TO THIS ACTIVITY; ACTIVITY BEGAN IN 06/2004; LANDLORD; BUY AND HOLD SINGLE FAMILY HOMES THAT GENERATE RENTAL INCOME. JM INVESTMENT GROUP; NON INVESTMENT RELATED; 2901 STARLING LN, ROLLING MEADOWS, IL; REAL ESTATE INVESTMENT; MEMBER MANAGER; I DEVOTE APPX 2 HOURS/MONTH AND NONE DURING THE TRADING DAY TO THIS ACTIVITY; ACTIVITY BEGAN IN 07/2003; LANDLORD; BUY AND HOLD SINGLE FAMILY HOMES THAT GENERATE RENTAL INCOMe
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-07-02 |
| S63 | Uniform Securities Agent State Law Examination | 1992-04-07 |
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