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Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Selection of other advisers
  • WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2026-07-02
  • IL RA
    APPROVED
    Since 2026-07-02

Branch Locations

150 S. Wacker Drive, Chicago, IL 60606-4111 • United States

Rolling Meadows, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ausdal Financial Partners, Inc Davenport IA 07/2016 12/2016
Jti Brokerage Inc. Rolling Meadows IL 02/2016 Present
Td Ameritrade, Inc. Chicago IL 10/2017 05/2024
City Of Rolling Meadows Rolling Meadows IL 05/2009 05/2017
Charles Schwab & Co., Inc. Chicago IL 05/2024 Present
  • 07/2016 → 12/2016
    Ausdal Financial Partners, Inc
    Davenport, IA
  • 02/2016 → Present
    Jti Brokerage Inc.
    Rolling Meadows, IL
  • 10/2017 → 05/2024
    Td Ameritrade, Inc.
    Chicago, IL
  • 05/2009 → 05/2017
    City Of Rolling Meadows
    Rolling Meadows, IL
  • 05/2024 → Present
    Chicago, IL
Other Businesses

JTI BROKERAGE INC.; INVESTMENT RELATED; 2901 STARLING LANE ROLLING MEADOWS,IL; 100% OWNER OF COMMODITY FUTURES AND OPTIONS BROKERAGE BUSINESS; TRADER ON PERSONAL ACCOUNTS; I DEVOTE 0 HOURS PER MONTH TO THIS ACTIVITY DURING TRADING HOURS; NUMBER OF HOURS VARIES DEPENDING ON MARKET ACTIVITY; ACTIVITY BEGAN 10/2012; FUTURES AND OPTIONS ON FUTURES TRADING. JGBL INVESTMENTS LLC NON INVESTMENT; 2901 STARLING LN, ROLLING MEADOWS, IL; REAL ESTATE INVESTMENT RENTAL; MEMBER MANAGER; I DEVOTE APPX 2 HOURS PER MONTH AND NONE DURING TRADING TO THIS ACTIVITY; ACTIVITY BEGAN 05/2005; LANDLORD; BUY AND HOLD SINGLE FAMILY HOMES THAT GENERATE RENTAL INCOME. GJ INVESTMENT GROUP LLC; NON INVESTMENT RELATED; 2901 STARLING LN, ROLLING MEADOWS, IL; REAL ESTATE INVESTMENT; MEMBER MANAGER; I DEVOTE APPX 2 HOURS/MONTH AND NONE DURING THE TRADING DAY TO THIS ACTIVITY; ACTIVITY BEGAN IN 06/2004; LANDLORD; BUY AND HOLD SINGLE FAMILY HOMES THAT GENERATE RENTAL INCOME. JM INVESTMENT GROUP; NON INVESTMENT RELATED; 2901 STARLING LN, ROLLING MEADOWS, IL; REAL ESTATE INVESTMENT; MEMBER MANAGER; I DEVOTE APPX 2 HOURS/MONTH AND NONE DURING THE TRADING DAY TO THIS ACTIVITY; ACTIVITY BEGAN IN 07/2003; LANDLORD; BUY AND HOLD SINGLE FAMILY HOMES THAT GENERATE RENTAL INCOMe

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-07-02
S63 Uniform Securities Agent State Law Examination 1992-04-07
  • S66 Uniform Combined State Law Examination
    2026-07-02
  • S63 Uniform Securities Agent State Law Examination
    1992-04-07
Other Names
  • Brad Judd

View on SEC IAPD

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