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Current Employers
Three-Sixty Wealth Management, Llc.

13809 Research Boulevard Suite 500, Austin, TX 78750 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-01-28
  • TX RA
    APPROVED
    Since 2026-01-28

Branch Locations

13809 Research Boulevard Suite 500, Austin, TX 78750 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Investments Austin TX 01/2023 01/2024
Bbc Austin TX 01/2010 12/2022
College Of Financial Planning Denver CO 06/2019 11/2022
Intuit Mountain View CA 02/2017 12/2021
Treasury Department Austin TX 11/2021 06/2022
Wgl Vienna VA 07/2016 11/2016
Three-Sixty Wealth Management, Llc Austin TX 02/2024 Present
The Leaders Group Inc. Dba: Simplicity Investments Summit NJ 12/2025 Present
  • 01/2023 → 01/2024
    Fidelity Investments
    Austin, TX
  • 01/2010 → 12/2022
    Bbc
    Austin, TX
  • 06/2019 → 11/2022
    College Of Financial Planning
    Denver, CO
  • 02/2017 → 12/2021
    Intuit
    Mountain View, CA
  • 11/2021 → 06/2022
    Treasury Department
    Austin, TX
  • 07/2016 → 11/2016
    Wgl
    Vienna, VA
  • 02/2024 → Present
    Austin, TX
  • 12/2025 → Present
    The Leaders Group Inc. Dba: Simplicity Investments
    Summit, NJ
Previous Registrations
  • 2023-06-05 → 2024-01-12
    Fidelity Personal And Workplace Advisors
    Austin, TX
Other Businesses

1.) Three-Sixty Wealth Management, LLC - 1/31/2024 - 13809 Research Boulevard, Suite 500, Austin, TX 78750 - Managing Member, IAR, Financial Planning, Investment advice and administrative, Invt-Rel, Financial planning and Investment Advisors, 140 hrs/mo; 0 hrs/mo (during trading hours). 2.) Katrina D. Collins Animal Welfare Foundation - 12/24/2015 - Austin, TX - Director, administrative, not Invt Rel, Not-For-Profit organization, 10 hrs/mo; 0 hrs/mo (during trading hours). 3.) Katrina D. Collins Scholastic Achievement Foundation - 12/24/2015 - Austin, TX - Director, administrative, not Invt Rel, Not-For-Profit organization, 10 hrs/mo; 0 hrs/mo (during trading hours).

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2023-05-27
  • S63 Uniform Securities Agent State Law Examination
    2023-05-27
Designations
Other Names
  • Karen Arline Collins
  • Karen Arline Gardner

View on SEC IAPD

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