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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-04-21 |
| TX | RA | APPROVED_RES | 2023-01-12 |
| OH | RA | APPROVED | 2019-10-18 |
Branch Locations
200 Stanton Blvd Suite 40, Steubenville, OH 43952 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.J.B. Hilliard, W.L. Lyons, Inc. | Steubenville | OH | 02/1992 | 08/2018 |
| J.J.B. Hilliard Wl Lyons | Steubenville | OH | 08/2018 | Present |
| Robert W. Baird & Co. Incorporated | Steubenville | OH | 10/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-10-26 |
| S63 | Uniform Securities Agent State Law Examination | 1992-06-03 |
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