Nancy Melinda Lott

Employer firm

Mariner CRD 140195

$125B regulatory AUM 216 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2014 → 05/2021
  Waddell & Reed, Inc
  Shawnee Mission, KS
• 05/2021 → 05/2022
  Stonex Financial Inc
  Kansas City, MO
• 05/2021 → 05/2022
  Stonex Group Inc
  Kansas City, MO
• 05/2022 → 04/2024
  Mariner Wealth Advisors
  Overland Park, KS
• 04/2024 → Present
  Mariner Wealth Advisors
  Overland Park, KS

Exams

• S65 Uniform Investment Adviser Law Examination
  2025-09-12
• S63 Uniform Securities Agent State Law Examination
  2001-01-29

Other Names

• Mindy Carroll
• Nancy M Richardson
• Mindy Richardson
• Mindy Lott
• Nancy Melinda Richardson