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Inactive

Nancy Melinda Lott

Mariner

Overland Park, KS

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Current Employers
Mariner

5700 W. 112Th Street Suite 500, Overland Park, KS 66211 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2025-09-12
  • KS RA
    APPROVED
    Since 2025-09-12

Branch Locations

5700 W 112Th St Suite 200, Overland Park, KS 66211 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Waddell & Reed, Inc Shawnee Mission KS 07/2014 05/2021
Stonex Financial Inc Kansas City MO 05/2021 05/2022
Stonex Group Inc Kansas City MO 05/2021 05/2022
Mariner Wealth Advisors Overland Park KS 05/2022 04/2024
Mariner Wealth Advisors Overland Park KS 04/2024 Present
  • 07/2014 → 05/2021
    Waddell & Reed, Inc
    Shawnee Mission, KS
  • 05/2021 → 05/2022
    Stonex Financial Inc
    Kansas City, MO
  • 05/2021 → 05/2022
    Stonex Group Inc
    Kansas City, MO
  • 05/2022 → 04/2024
    Mariner Wealth Advisors
    Overland Park, KS
  • 04/2024 → Present
    Mariner Wealth Advisors
    Overland Park, KS
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-09-12
S63 Uniform Securities Agent State Law Examination 2001-01-29
  • S65 Uniform Investment Adviser Law Examination
    2025-09-12
  • S63 Uniform Securities Agent State Law Examination
    2001-01-29
Other Names
  • Mindy Carroll
  • Nancy M Richardson
  • Mindy Richardson
  • Mindy Lott
  • Nancy Melinda Richardson

View on SEC IAPD

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Other Offices

MARINER · OVERLAND PARK, KS
MARINER INDEPENDENT · OVERLAND PARK, KS
MARINER WEALTH · OVERLAND PARK, KS
MARINER · OVERLAND PARK,, KS
PCG WEALTH MANAGEMENT · OVERLAND PARK, KS
MARINER ADVISOR NETWORK · OVERLAND PARK, KS
ASPEN PRIVATE CREDIT MANAGER, LLC · OVERLAND PARK, KS
AMERIPRISE FINANCIAL SERVICES, LLC · Overland Park, KS

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