Katherine Charlene Carter

Current Employers

American Century Investments Private Client Group, Inc.

4400 Main Street, Kansas City, MO 64111-7709 • United States

Current Registrations

Authority	Category	Status	Date
MO	RA	APPROVED	2017-12-13
TX	RA	APPROVED_RES	2017-11-09

MO RA
APPROVED

Since 2017-12-13
TX RA
APPROVED_RES

Since 2017-11-09

Branch Locations

Kansas City, MO • United States

4400 Main Street, Kansas City, MO 64111-7709 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
American Century Investment Services, Inc.	Kansas City	MO	11/2001	Present

11/2001 → Present

American Century Investment Services, Inc.

Kansas City, MO

Previous Registrations

2009-05-01 → 2012-12-31

American Century Advisory Services, Inc.

Kansas City, MO

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2009-04-30
S63	Uniform Securities Agent State Law Examination	1994-05-04

S66 Uniform Combined State Law Examination

2009-04-30
S63 Uniform Securities Agent State Law Examination

1994-05-04

Other Names

Katherine C Carter

View on SEC IAPD