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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-12-05 |
| NJ | RA | APPROVED | 2022-10-11 |
Branch Locations
150 Jfk Parkway 2Nd Floor, Short Hills, NJ 07078 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New York Life Insurance Company | Saddle Brook | NJ | 03/2021 | Present |
| Sunset Builders And Developers Inc. | Bernardsville | NJ | 06/2013 | Present |
| Nylife Securities Llc | Saddle Brook | NJ | 08/2021 | 10/2022 |
| Morgan Stanley Smith Barney Llc | Short Hills | NJ | 10/2022 | Present |
[Gem Construction Corp. (Dormant); not investment related; 268 Mount Harmony Road, Bernardsville, NJ 07924; This is a dormant company. I have been having a problem obtaining the Cert of Dissolution.;Vice President; Start Date: 12/2004; 0 hours per month;; Duties: none] *527919 - Estate; Investment related: Yes; Bernardsville, New Jersey; Estate; Executor/Co-Executor; 02/2022; During business hours: 0; After business hours: 2; *531608 - Rental Property; Investment related: Yes; Summit, New Jersey; Real Estate; owner (proprietor, partner, officer, director, employee, trustee, agent); 04/2023; During business hours: 0; After business hours: 3; property owner and potential landlord.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-06-11 |
| S63 | Uniform Securities Agent State Law Examination | 2021-11-01 |
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