Claudia Ann Brown Diaz

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2021 → Present
  New York Life Insurance Company
  Saddle Brook, NJ
• 06/2013 → Present
  Sunset Builders And Developers Inc.
  Bernardsville, NJ
• 08/2021 → 10/2022
  Nylife Securities Llc
  Saddle Brook, NJ
• 10/2022 → Present
  Morgan Stanley Smith Barney Llc
  Short Hills, NJ

Other Businesses

[Gem Construction Corp. (Dormant); not investment related; 268 Mount Harmony Road, Bernardsville, NJ 07924; This is a dormant company. I have been having a problem obtaining the Cert of Dissolution.;Vice President; Start Date: 12/2004; 0 hours per month;; Duties: none] *527919 - Estate; Investment related: Yes; Bernardsville, New Jersey; Estate; Executor/Co-Executor; 02/2022; During business hours: 0; After business hours: 2; *531608 - Rental Property; Investment related: Yes; Summit, New Jersey; Real Estate; owner (proprietor, partner, officer, director, employee, trustee, agent); 04/2023; During business hours: 0; After business hours: 3; property owner and potential landlord.

Exams

• S65 Uniform Investment Adviser Law Examination
  2022-06-11
• S63 Uniform Securities Agent State Law Examination
  2021-11-01

Other Names

• Claudia Ann Diaz
• Claudia Ann Brown
• Claudia Ann Browndiaz
• Claudia Ann Brown Diaz