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Susan Kristine Soesbe

Soesbe Financial

Sacramento, CA

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Current Employers
Soesbe Financial

5290 Elvas Ave, Sacramento, CA 95819 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APP_PEND_IARCE 2026-01-01
  • CA RA
    APP_PEND_IARCE
    Since 2026-01-01

Branch Locations

5290 Elvas Ave, Sacramento, CA 95819 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Symphony Financial Planning Llc Davis CA 02/2006 02/2020
Soesbe Tax Services Sacramento CA 02/2006 12/2020
Soesbe Financial, Llc Sacramento CA 01/2020 Present
  • 02/2006 → 02/2020
    Symphony Financial Planning Llc
    Davis, CA
  • 02/2006 → 12/2020
    Soesbe Tax Services
    Sacramento, CA
  • 01/2020 → Present
    Soesbe Financial, Llc
    Sacramento, CA
Previous Registrations
  • 2007-07-16 → 2020-02-05
    Symphony Financial Planning Llc
    Davis, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-07-13
  • S65 Uniform Investment Adviser Law Examination
    2007-07-13
Designations

View on SEC IAPD

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