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Casper, WY • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WY | RA | APPROVED | 2025-11-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Redtail Management Llc | Casper | WY | 10/2025 | Present |
| Breakthrough Venture Capital | Casper | WY | 04/2024 | Present |
| Diamond Land & Livestock | Casper | WY | 12/2023 | Present |
| Diamond Infotech Office Llc | Casper | WY | 07/2016 | Present |
| Facet Financial, Llc | Casper | WY | 06/2006 | Present |
1) Breakthrough Venture Capital; Investment-related; 139 W. 2nd Street, Casper, WY. 82601; Venture capital fund; Advisory Board Member; Review due diligence materials, and advise the General Partner on perceived risks and opportunities associated with the candidate companies; Less than 5% of time. 2) Diamond InfoTech Office LLC; Not investment-related; 3520 W 45th St, , Casper, WY. 82604; Small Business IT; Member; Liaison to the business manager when he needs ownership input on operating matters; Less than 5% of time. 3) Diamond Land & Livestock; Not investment-related; 3520 W 45th St, Casper, WY. 82604; Family Cattle Ranch; VP Finance & Marketing; Confer with full-time managers on business decisions and marketing; Less than 5% of time. 4) Facet Financial LLC; Investment-related; 3520 W 45th St, Casper, WY. 82604; Holdings of financial and real estate assets; Managing Member; Perform administrative functions when needed, such as secretary of state filings, tax filings. Periodic investment or borrower contact or review; Less than 5% of time.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-08-16 |
| S63 | Uniform Securities Agent State Law Examination | 1992-04-04 |
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