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Current Employers
Pruco Securities, Llc.

751 Broad Street, Newark, NJ 07102-3777 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2025-06-20
  • IN RA
    APPROVED
    Since 2025-06-20

Branch Locations

213 Washington Street, Newark, NJ 07102 • United States

Fort Wayne, IN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Prudential Insurance Company Of America Indianapolis IN 07/2010 Present
Pruco Securities, Llc. Indianapolis IN 07/2010 11/2024
Wellscountyvoice.COm Bluffton IN 11/2009 11/2024
Lpl Enterprise, Llc Newark NJ 11/2024 06/2025
Pruco Securities Llc Fort Wayne IN 06/2025 Present
Previous Registrations
  • 2024-11-14 → 2025-06-05
    Newark, NJ
    Newark, NJ
  • 2011-08-17 → 2024-11-14
    Indianapolis, IN
    Fort Wayne, IN
    Fort Wayne, IN
    Newark, NJ
    Fort Wayne, IN
  • 2005-02-07 → 2005-10-17
    Questar Asset Management, Inc.
    Markle, IN
  • 2001-01-16 → 2005-01-13
    Fort Wayne, IN
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-07-26
S63 Uniform Securities Agent State Law Examination 2010-08-31
  • S65 Uniform Investment Adviser Law Examination
    2011-07-26
  • S63 Uniform Securities Agent State Law Examination
    2010-08-31

View on SEC IAPD

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