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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
DE RA APPROVED 2009-01-02
  • DE RA
    APPROVED
    Since 2009-01-02

Branch Locations

1C Trolley Square, Wilmington, DE 19806 • United States

Milton, DE • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services Wilmington DE 04/2004 Present
Raymond James Financial Services Advisors, Inc Wilmington DE 01/2009 Present
Other Businesses

(1) Name of Business: BMB. Inc. Address: 1 C Trolley Square, Wilmington, DE, 19806, United States Activity Type: Support Company - Owner Position/Title: Officer - President Investment Related: No Start Date: 01/08/2013 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: President

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-11-20
S63 Uniform Securities Agent State Law Examination 1999-05-17
  • S65 Uniform Investment Adviser Law Examination
    2003-11-20
  • S63 Uniform Securities Agent State Law Examination
    1999-05-17
Other Names
  • Bets Ridings

View on SEC IAPD

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