Troy William Gaul

Employer firm

D.a. Davidson & Co. CRD 199

$41.8B regulatory AUM 1,050 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2014 → Present
  D.A. Davidson & Co.
  Salem, OR

Previous Registrations

• 2011-01-03 → 2014-01-24
  Wells Fargo Clearing Services, Llc
  Portland, OR
  Eugene, OR
  Salem, OR
  Bend, OR
  Salem, OR
• 2006-07-07 → 2011-01-03
  Wells Fargo Investments, Llc
  Eugene, OR
  Salem, OR
  Salem, OR

Other Businesses

REGIS ST. MARY'S FOUNDATION; INVESTMENT RELATED; STAYTON, OR; NON-PROFIT; PRESIDENT; START 10/1/18; 10 HRS/MO; NO TIME DEVOTED DURING SECURITIES TRADING HOURS; I OVERSEE MEETINGS OF THE BOARD AND PLANNING FOR FUTURE FUNDING OF THE SCHOOLS.

Exams

• S65 Uniform Investment Adviser Law Examination
  2000-12-14
• S63 Uniform Securities Agent State Law Examination
  1992-04-30