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8 Third Street North, Great Falls, MT 59401 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-08-14 |
| OR | RA | APPROVED | 2014-02-11 |
Branch Locations
Equitable Center, 530 Center Street Ne Suite 400, Salem, OR 97301 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| D.A. Davidson & Co. | Salem | OR | 01/2014 | Present |
REGIS ST. MARY'S FOUNDATION; INVESTMENT RELATED; STAYTON, OR; NON-PROFIT; PRESIDENT; START 10/1/18; 10 HRS/MO; NO TIME DEVOTED DURING SECURITIES TRADING HOURS; I OVERSEE MEETINGS OF THE BOARD AND PLANNING FOR FUTURE FUNDING OF THE SCHOOLS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-12-14 |
| S63 | Uniform Securities Agent State Law Examination | 1992-04-30 |
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