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Elliott M Kugel

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Bridgewater, NJ

Lakewood Ranch, FL

Bradenton, FL

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-04-28
NJ RA APPROVED 2004-05-19
TX RA APPROVED_RES 1996-03-19
  • FL RA
    APPROVED
    Since 2022-04-28
  • NJ RA
    APPROVED
    Since 2004-05-19
  • TX RA
    APPROVED_RES
    Since 1996-03-19

Branch Locations

100 Somerset Corporate Blvd, Bridgewater, NJ 08807 • United States

6311 Atrium Dr, Lakewood Ranch, FL 34202 • United States

Bradenton, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Bridgewater Township NJ 02/1992 Present
Bank Of America, N.A. Bridgewater NJ 07/2011 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-12-13
S63 Uniform Securities Agent State Law Examination 1992-04-22
  • S65 Uniform Investment Adviser Law Examination
    1994-12-13
  • S63 Uniform Securities Agent State Law Examination
    1992-04-22
Other Names
  • Elliott Matthew Kugel

View on SEC IAPD

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