Steven William Link

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
IA	RA	APPROVED	2011-02-24
TX	RA	APPROVED_RES	2010-10-05

IA RA
APPROVED

Since 2011-02-24
TX RA
APPROVED_RES

Since 2010-10-05

Branch Locations

702 Avenue F, Fort Madison, IA 52627-2913 • United States

Fort Madison, IA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Ft Madison	IA	10/2010	03/2020
Ameriprise Financial Services, Llc	Fort Madison	IA	03/2020	Present

10/2010 → 03/2020

Ameriprise Financial Services, Inc.

Ft Madison, IA
03/2020 → Present

Ameriprise Financial Services, Llc

Fort Madison, IA

Other Businesses

Real Estate Ownership; Commercial; 702 Avenue FFort Madison, IA 52627, ,; ; 02/01/2005. Business Ownership; SWL Enterprises, L.C.; ; LLC to own office building; 702 Avenue FFort Madison, IA 52627, ,; Not Investment-Related; 10/01/2005; 0 hours per month; 0 during trading hours / Link Family, LLC; Management of expenses; LLC to hold real estate ownership; 1202 Denmark Hilltop, , Fort Madison, IA, 52627; Not Investment-Related; 04/15/2022; 1 to 9 hours per month; 1 to 9 during trading hours / Link Wealth Advisors, Inc.; Co-owner; Manage Ameriprise Business; 702 Avenue F, , FORT MADISON, IA, 52627; Investment-Related; 01/20/2026; 60 hours per month; 60 during trading hours. Board of Directors; Southeast Iowa Regional Riverboat Commission; Member; 610 4th Street #200, , Burlington, IA, 52601; Not Investment-Related; 01/03/2000; 1 to 9 hours per month; 0 during trading hours / Fort Madison SIRRC Corp.; President; 617 7th Street, , Fort Madison, IA, 52627; Not Investment-Related; 01/01/2003; 1 to 9 hours per month; 0 during trading hours / Southeast Iowa Aquatics/Fort Madison Marina; Chair; 614 7th Street, , Fort Madison, IA, 52627; Not Investment-Related; 02/21/2022; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Link Wealth Advisors, Inc.; Co-owner; Manage advisory business; 702 Avenue F, , FORT MADISON, IA, 52627; Not Investment-Related; 01/20/2026; 10 to 19 hours per month; 10 to 19 during trading hours.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2011-01-27
S63	Uniform Securities Agent State Law Examination	1992-04-20

S65 Uniform Investment Adviser Law Examination

2011-01-27
S63 Uniform Securities Agent State Law Examination

1992-04-20

Other Names

Steve Link

View on SEC IAPD