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Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-02-17
NJ RA APPROVED 2017-03-25
  • TX RA
    APPROVED_RES
    Since 2022-02-17
  • NJ RA
    APPROVED
    Since 2017-03-25

Branch Locations

61 So Paramus Rd 5Th Floor Suite 575, Paramus, NJ 07652 • United States

Rivervale, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc. Paramus NJ 10/1993 03/2017
Massmutual Life Insurance Co Paramus NJ 07/2016 Present
Mml Investors Services, Llc Paramus NJ 03/2017 Present
  • 10/1993 → 03/2017
    Metlife Securities Inc.
    Paramus, NJ
  • 07/2016 → Present
    Massmutual Life Insurance Co
    Paramus, NJ
  • 03/2017 → Present
    Paramus, NJ
Previous Registrations
  • 2002-07-31 → 2017-03-25
    Msi Financial Services, Inc.
    Paramus, NJ
    Paramus, NJ
Other Businesses

(1)Name: Marc Laxer Inv rel: Y Add: 61 South Paramus Road, Suite 575 Paramus NJ 07652 Nature: Life and health insurance sales Position: Agent Start date: 01/2005 No. HR/MO: 1 No. HR/MO during sec trading: 1. (2) Name: Marc Laxer Inv rel: Y Add: 61 South Paramus Road, Suite 575 Paramus NJ 07652 Nature: Life, Fixed Annuities Position: Financial Advisor Start date: 07/29/2022 No. HR/MO: 2. No. HR/MO during sec trading: 0. Describe duties: Advise clients on fixed products

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1998-04-21
  • S63 Uniform Securities Agent State Law Examination
    1998-04-21

View on SEC IAPD

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