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Gerald M. Michael Parks

Ubs Financial Services Inc.

Birmingham, MI

CRD 2223198

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Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2010-09-10
TX RA APPROVED 2007-05-04
  • MI RA
    APPROVED
    Since 2010-09-10
  • TX RA
    APPROVED
    Since 2007-05-04

Branch Locations

325 North Old Woodward Ave Suite 200, Birmingham, MI 48009 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Birmingham MI 05/2007 Present
Previous Registrations
  • 2006-09-27 → 2007-05-09
    J.P. Morgan Securities Inc.
    Bloomfield Hills, MI
  • 1999-02-01 → 2006-09-27
    Banc One Securities Corporation
    Bloomfield Hills, MI
    Chicago, IL
    Bloomfield, MI
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-01-28
S63 Uniform Securities Agent State Law Examination 1992-04-01
  • S65 Uniform Investment Adviser Law Examination
    1999-01-28
  • S63 Uniform Securities Agent State Law Examination
    1992-04-01
Other Names
  • Gerald Michael Parks

View on SEC IAPD

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