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Mark Duane Hoover

LPl Financial LLC

York, PA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2021-07-21
TX RA APPROVED_RES 2021-07-21
  • PA RA
    APPROVED
    Since 2021-07-21
  • TX RA
    APPROVED_RES
    Since 2021-07-21

Branch Locations

2010 S Queen St, York, PA 17403 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Waddell & Reed, Inc. York PA 03/1992 07/2021
Various Insurance Carriers For W&R Insurance Agencies York PA 03/1992 07/2021
Mark D Hoover, Llc York PA 01/2013 07/2021
Life's Journey Financial, Llc York PA 07/2020 07/2021
Lpl Financial Llc York PA 07/2021 Present
  • 03/1992 → 07/2021
    Waddell & Reed, Inc.
    York, PA
  • 03/1992 → 07/2021
    Various Insurance Carriers For W&R Insurance Agencies
    York, PA
  • 01/2013 → 07/2021
    Mark D Hoover, Llc
    York, PA
  • 07/2020 → 07/2021
    Life's Journey Financial, Llc
    York, PA
  • 07/2021 → Present
    York, PA
Previous Registrations
  • 1997-07-30 → 2021-07-21
    Waddell & Reed
    York, PA
    Harrisburg, PA
    Camp Hill, PA
    Hamden, CT
    York, PA
    Overland Park, KS
Other Businesses

1. 2019/Life's Journey Financial, LLC/Business Entity For Tax/Investment Purposes Only/Investment Related/York, PA/ 2 HRS/MO 2. 2016/Mark D Hoover, LLC/Business Entity For Tax/Investment Purposes Only/Investment Related/York , PA/5 HRS/MO

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-06-13
S63 Uniform Securities Agent State Law Examination 1992-03-18
  • S65 Uniform Investment Adviser Law Examination
    1997-06-13
  • S63 Uniform Securities Agent State Law Examination
    1992-03-18
Other Names
  • Mark Hoover

View on SEC IAPD

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