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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2017-09-20 |
| VA | RA | APPROVED | 2017-09-20 |
Branch Locations
2005 Eastwood Road Suite 102, Wilmington, NC 28403 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Lynchburg | VA | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Lynchburg | VA | 11/2016 | 09/2017 |
| Stifel Nicolaus & Co Inc | Wilmington | NC | 09/2017 | Present |
RESIDENTIAL RENTAL PROPERTY; 3721 ISLAND DRIVE NORTH TOPSAIL BEACH NC 28460; CO-OWNER; BEGAN 10/17/2007; 1.0 HOURS PER MONTH; NOT DURING SECURITIES TRADING HOURS;INVESTMENT RELATED
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-03-16 |
| S63 | Uniform Securities Agent State Law Examination | 1993-03-03 |
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