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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2024-01-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Woodbury Financial Services, Inc. | Springfield | MO | 03/2014 | 01/2024 |
| Osaic Wealth, Inc. | Billings | MO | 01/2024 | Present |
1) SPRINGFIELD WEALTH ADVISORS,INC; INVESTMENT RELATED; 877 Lambeth Rd. Billings, MO 65610 Untied States; STARTED 8/21/01; PRESIDENT AND CHIEF ADVISOR; DUTIES: GROUP HEALTH INSURANCE- TIME ALLOTED 10%; SALES AND SERVICE OF GROUP HEALTH AND LIFE INSURANCE TO BUSINESSES. COMPANIES BLUE CROSS, BLUE SHIELD, UNITED WORLD, COX HEALTH SYSTEMS AND PACIFIC LIFE; INDIVIDUAL LIFE INSURANCE-TIME ALLOTED 10%, SALES OF INDIVIDUAL LIFE INSURANCE TO INDIVIDUALS. COMPANIES FIRST COLONY, CNA. EMPIRE GENERAL; DISABILITY INCOME: TIME ALLOTED 2% ILL. MUTUAL-SALE OF DISABILITY POLICIES TO INDIVIDUALS; HEALTH INSURANCE - TIME ALLOTED 3% SALES 2) SPRINGFIELD WEALTH ADVISORS INC. POSITION: I am the owner and president NATURE: S Corp. Insurance Agency INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 07/18/2001 ADDRESS: 877 Lambeth Rd. Billings, MO 65610, United States DESCRIPTION: Insurance group and health insurance salesman service 3)THE HORN FAMILY TRUST POSITION: Owner NATURE: Family Trust INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 01/10/2018 ADDRESS: 877 Lambeth Rd., "Billings MO 65610, United States DESCRIPTION: We own commercial land for speculation in and around Branson, Missouri. 4)DOUBLE HORN PROPERTIES, LLC POSITION: Owner/manager NATURE: Double Horn Properties, LLC owns real estate that is open land for speculation and rental properties such as apartments, a condo, and houses. A separate real estate broker is used to buy and sell any properties. INVESTMENT RELATED: Yes NUMBER OF HOURS: 25 SECURITIES TRADING HOURS: 25 START DATE: 06/17/2019 ADDRESS: 877 Lambeth Rd, Billings MO 65610, United States DESCRIPTION: Owner, manager
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-12-08 |
| S63 | Uniform Securities Agent State Law Examination | 1992-04-21 |
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