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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-11-29 |
| MN | RA | APPROVED | 2017-09-22 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel, Nicolaus & Company, Incorporated | Golden Valley | MN | 12/2006 | Present |
1. RS Properties; 18025 Turnberry Circle, Minnetonka, MN 55345; Rental Property; Owner; 05/21/2015; 5 Hours per Year; Not During Securities Trading Hours; Investment-Related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-09-21 |
| S63 | Uniform Securities Agent State Law Examination | 1992-06-19 |
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