Dean George Leounis

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2007 → 08/2017
  Royal Alliance Associates, Inc.
  Utica, NY
• 07/2007 → 08/2017
  Advanced Group Finanical Services, Llc .
  Utica, NY
• 08/2017 → 07/2025
  Cadaret, Grant & Co., Inc.
  Utica, NY
• 07/2025 → Present
  Lpl Financial Llc
  Utica, NY

Previous Registrations

• 2017-08-10 → 2025-07-10
  Cadaret, Grant & Co., Inc.
  Utica, NY
  Rome, NY
• 2015-12-23 → 2017-09-29
  Advanced Group Financial Services, Llc
  Utica, NY

Other Businesses

1- 07/2025 - Leounis Wealth Management - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 01/10/2018 - 50 hours per month/ 6 hours during trading

Exams

• S66 Uniform Combined State Law Examination
  2013-12-28
• S63 Uniform Securities Agent State Law Examination
  1992-03-25

Other Names

• Dean George Osleounis