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Bor Alexander Van Der Weerden

Ubs Financial Services Inc.

Miami, FL

Coral Gables, FL

CRD 5014909

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Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
DE RA APPROVED 2023-06-28
NY RA APPROVED 2023-06-28
TX RA APPROVED_RES 2020-06-15
FL RA APPROVED 2010-01-01
  • DE RA
    APPROVED
    Since 2023-06-28
  • NY RA
    APPROVED
    Since 2023-06-28
  • TX RA
    APPROVED_RES
    Since 2020-06-15
  • FL RA
    APPROVED
    Since 2010-01-01

Branch Locations

Miami, FL • United States

4225 Ponce De Leon Blvd Suite 600, Coral Gables, FL 33146 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs International Miami FL 08/2005 Present
Ubs Financial Services Inc. Coral Gables FL 01/2010 Present
Previous Registrations
  • 2007-02-28 → 2010-01-01
    Ubs International Inc.
    Coral Gables, FL
    Miami, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-02-17
  • S66 Uniform Combined State Law Examination
    2007-02-17
Other Names
  • Bor Van Der Weerden

View on SEC IAPD

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