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Spc CRD 110692
$6.10B regulatory AUM 4,483 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
300 Parkland Plaza, Ann Arbor, MI 48103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2007-03-05 |
Branch Locations
300 Parkland Plaza, Ann Arbor, MI 48103 • United States
No disclosure categories reported as “Yes” on this SEC record.
REP FOR MARKETING & INSURANCE AGENCY; VARIOUS INSURANCE COMPANIES. ROCKHILL REALTY, LLC / OWNER OF RENTAL PROPERTIES. VP and Board Member - Altoona Chapter of AMBUCS, a national non-profit dedicated to helping people with mobility disabilities. Duties include backing up President. Start date: 6/15/21, approx. 4 hrs/mo for 3 year term. Not investment related/no access to funds.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-03-26 |
| S63 | Uniform Securities Agent State Law Examination | 1995-02-10 |
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