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Lisa Moulton

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Melville, NY

Springfield, MA

Farmington, CT

Glastonbury, CT

Hartford, CT

West Hartford, CT

Longmeadow, MA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-02-06
CT RA APPROVED 2010-05-07
  • TX RA
    APPROVED_RES
    Since 2013-02-06
  • CT RA
    APPROVED
    Since 2010-05-07

Branch Locations

300 Broadhollow Rd, Melville, NY 11747 • United States

1414 Main St, Springfield, MA 01144 • United States

9 Melrose Dr, Farmington, CT 06032 • United States

200 Glastonbury Blvd, Glastonbury, CT 06033 • United States

185 Asylum St City Place Ii, 14Th Fl, Hartford, CT 06103 • United States

29 S Main St, West Hartford, CT 06107 • United States

Longmeadow, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Pittsfield MA 01/1990 Present
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1992-07-21
  • S63 Uniform Securities Agent State Law Examination
    1992-07-21
Other Names
  • Lisa Mary Breveglieri

View on SEC IAPD

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Other Offices

CLEAR POINT ADVISORS, INC. · MELVILLE, NY
APS WEALTH MANAGEMENT, LLC · MELVILLE, NY
LI WEALTH MANAGEMENT INC · MELVILLE, NY
VOYA FINANCIAL ADVISORS, INC. · MELVILLE, NY
CETERA INVESTMENT ADVISERS LLC · MELVILLE, NY
CETERA INVESTMENT ADVISERS LLC · MELVILLE, NY
THE PINNACLE FINANCIAL GROUP · MELVILLE, NY
VOYA FINANCIAL ADVISORS, INC. · MELVILLE, NY

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