Stephen Siewkwan Ng

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2009 → 09/2023
  Sagepoint Financial, Inc.
  Phoenix, AZ
• 09/2023 → Present
  Osaic Wealth, Inc.
  Riverview, FL

Previous Registrations

• 2009-01-05 → 2023-09-01
  Osaic Services, Inc.
  Springfield, NJ
  Hamilton, NJ
  Hamilton, NJ
  Tampa, FL
  Riverview, FL

Other Businesses

1. GENESIS FINANCIAL STRATEGIES, INC & STEPHEN NG FINANCIAL GROUP LLC POSITION: Owner - NATURE: Corporation-Limited Liability Company INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 01/01/1995 ADDRESS: 633 Morris Avenue, Springfield NJ 07081, United States DESCRIPTION: WORK ON LIFE & HEALTH INSURANCE CASES, SOMETIMES, SUPERVISORY FUNCTION ONLY MARKETING AND RECRUITING PRINTING BUSINESS 2. L2J LLC POSITION: JOINT OWNER NATURE: PERSONAL REAL ESTATE HOLDING COMPANY INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 05/22/2017 ADDRESS: 44 FAIRFIELD DRIVE, SHORT HILLS NJ 07078, United States DESCRIPTION: OWNER 3. STEPHEN NG POSITION: Owner NATURE: Sole proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 2 START DATE: 08/03/2021 ADDRESS: 633 Morris Avenue, Springfield NJ 07081, United States DESCRIPTION: Buying crypto currencies on Coinbase platform. 4. FHG RHODINE POSITION: Member NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 03/01/2021 ADDRESS: 15318 VALENCIA DEL SOL ST, WIMAUMA FL 33598, United States DESCRIPTION: shareholder. holding company for real estate 5. DOXA CHURCH POSITION: Board of Trustees NATURE: Church is a 501c3 INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2023 ADDRESS: 205 E 7TH STREET, NEW YORK NY 10009, United States DESCRIPTION: Board of trustees, help to make decisions for the church 6. 10 FINANCIAL MISTAKES TO AVOID - BOOK POSITION: Author NATURE: Name of book - 10 Financial Mistakes You Should Avoid: Strategies Designed to Help Keep Your Money Safe and Growing INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 04/02/2025 ADDRESS: 633 Morris Avenue, Springfield NJ 07081, United States DESCRIPTION: This book is used for presentation at our in-person seminars and sold for sale. 7. REVAYA LEGACY INC POSITION: MEMBER, FOUNDER NATURE: 501C3 INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 04/30/2025 ADDRESS: 15318 VALENCIA DEL SOL ST, WIMAUMA FL 33598, United States DESCRIPTION: 501c3 member

Exams

• S65 Uniform Investment Adviser Law Examination
  2001-02-07
• S63 Uniform Securities Agent State Law Examination
  1992-04-30

Designations

• Chartered Financial Consultant

Other Names

• Stephen Siew Kwan Ng