Gerald Matthew Koler

Current Employers

Employment History

• 01/2009 → Present
  Sagepoint Financial, Inc.
  Phoenix, AZ
• 12/2013 → Present
  Sagepoint Corp Ria
  Parma Heights, OH
• 09/2023 → Present
  Osaic Wealth, Inc.
  Parma Heights, OH

Previous Registrations

• 2013-12-13 → 2023-09-01
  Osaic Services, Inc.
  Parma Heights, OH
• 1999-11-04 → 2014-01-07
  Koler Wealth Management
  Parma Hts., OH
  Parma Hts., OH

Other Businesses

1) KOLER FINANCIAL GROUP POSITION: Other - President under the DBA NATURE: Other - DBA INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 09/01/1992; ADDRESS: 6400 Pearl Road, Parma Hts OH 44130, United States DESCRIPTION: Koler Financial Group is a DBA for marketing purposes. 2) GERALD M. KOLER POSITION: Owner - NATURE: Sole Proprietorship - INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 5 START DATE: 09/01/1992 ADDRESS: 6400 Pearl Road, Parma Hts OH 44130, United States DESCRIPTION: Perform duties related to the sale of traditional life insurance and fixed annuities, such as data gathering, preparing proposals, and presenting the proposals. 3) PADUA FRANCISCAN HIGH SCHOOL BOARD OF TRUSTEES POSITION: Trustee NATURE: The entity is a private high school and is iencorporated. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 2 START DATE: 07/01/2022 ADDRESS: 6740 State Road, Parma OH 44134, United States DESCRIPTION: As a Trustee, my job is to work with the administration of the high school to support the mission of the school, enhance the credibility of the school, help establish short and long-range goals for the school, seek community involvement, provide financial support, improve public awareness of the school, and provide for optimum use and expansion of facilities.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-06-29
• S63 Uniform Securities Agent State Law Examination
  1992-04-28

Designations