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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2009-05-12
TX RA APPROVED 2009-05-08
  • GA RA
    APPROVED
    Since 2009-05-12
  • TX RA
    APPROVED
    Since 2009-05-08

Branch Locations

3560 Lenox Road Ne Suite 2800, Atlanta, GA 30326 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Atlanta GA 05/2009 Present
Previous Registrations
  • 2003-02-20 → 2009-06-09
    Credit Suisse Securities (Usa) Llc
    Atlanta, GA
    Atlanta, GA
Other Businesses

Independent/Private production team associated with Netflix/ Category- Renting residence for new TV show/ Principal Business Activity- Film and TV production/ Role -Providing home for filming/ Duty-None/ Comp - Yes

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1992-06-04
  • S63 Uniform Securities Agent State Law Examination
    1992-06-04
Other Names
  • Tee Pollard
  • O. Miles (Tee) Pollard Iii

View on SEC IAPD

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