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Vanguard Advisers, Inc. CRD 106715
$345B regulatory AUM 89,430 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2025-10-06 |
| TX | RA | APPROVED | 2025-10-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Clemson | SC | 12/2017 | 11/2018 |
| Bank Of America, N.A. | Clemson | SC | 12/2017 | 11/2018 |
| The Vanguard Group, Inc. | Charlotte | NC | 07/2025 | Present |
| Mcj Consulting | King | NC | 10/2019 | 11/2021 |
| Randstad | Charlotte | NC | 03/2025 | 06/2025 |
| Unemployed | Salem | SC | 06/2016 | 11/2017 |
| Mcj Consulting | Belpre | OH | 02/2019 | 10/2019 |
| Mcj Consulting | Salem | SC | 11/2018 | 02/2019 |
| Mcj Consulting | Huntersville | NC | 11/2021 | 03/2025 |
| Vanguard Advisers, Inc. | Charlotte | NC | 10/2025 | Present |
| Vanguard Marketing Corporation | Charlotte | NC | 10/2025 | Present |
EMPLOYEE OF THE VANGUARD GROUP, INC (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-10-03 |
| S63 | Uniform Securities Agent State Law Examination | 1992-05-01 |
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