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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-04-25
PA RA APPROVED 2025-02-20
  • TX RA
    APPROVED
    Since 2025-04-25
  • PA RA
    APPROVED
    Since 2025-02-20

Branch Locations

2160 Lincoln Highway East, Lancaster, PA 17602 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Concourse Financial Group Securities Inc Lancaster PA 12/1993 02/2025
Everence Trust Company Goshen IN 08/2009 09/2019
Concourse Financial Group Securities Inc Lancaster PA 01/2006 02/2025
Everence Trust Company Lancaster PA 10/2019 Present
(Dba) Everence Lancaster PA 10/2019 Present
Cetera Wealth Services, Llc Lancaster PA 02/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 02/2025 Present
  • 12/1993 → 02/2025
    Concourse Financial Group Securities Inc
    Lancaster, PA
  • 08/2009 → 09/2019
    Everence Trust Company
    Goshen, IN
  • 01/2006 → 02/2025
    Concourse Financial Group Securities Inc
    Lancaster, PA
  • 10/2019 → Present
    Everence Trust Company
    Lancaster, PA
  • 10/2019 → Present
    (Dba) Everence
    Lancaster, PA
  • 02/2025 → Present
    Cetera Wealth Services, Llc
    Lancaster, PA
  • 02/2025 → Present
    Schaumburg, IL
Previous Registrations
  • 2006-01-31 → 2025-02-20
    Concourse Financial Group Securities, Inc.
    Lancaster, PA
    Lititz, PA
    Lancaster, PA
    Birmingham, AL
  • 2010-01-25 → 2019-09-30
    Everence Trust Company
    Lancaster, PA
    Goshen, IN
Other Businesses

1) NAME OF OTHER BUSINESS: EVERENCE SERVICES DBA EVERENCE TRUST COMPANY OR EVERENCE INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: TRUST, FINANCIAL AND INSURANCE SERVICES START DATE: 10/2019 POSITION/TITLE/RELATIONSHIP: FINANCIAL PLANNER APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: PROVIDE INSURANCE, INVESTMENT AND FINANCIAL PLANNING SERVICES THROUGH EVERENCE TRUST COMPANY (A FEDERALLY CHARTERED SAVINGS BANK) AND CHARITABLE PLANNING SERVICES THROUGH EVERENCE FOUNDATION. 2) NAME OF OTHER BUSINESS: ERIC AND GLENDA GROFF; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: SALE OF WOODWORKING ITEMS; START DATE: 04/2025; POSITION/TITLE/RELATIONSHIP: SOLE PROPRIETOR; APX NUMBER OF HOURS PER WEEK: 4; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: OCCASIONALLY SELL CRAFTED WOODWORKING ITEMS;

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1992-05-05
  • S63 Uniform Securities Agent State Law Examination
    1992-05-05
Designations

View on SEC IAPD

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