Scott Andrew Cleveland

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2014 → Present
  Cambridge Investment Research Inc
  Fairfield, IA
• 08/2014 → Present
  Cambridge Investment Research Advisors Inc
  Fairfield, IA

Previous Registrations

• 2011-02-23 → 2014-08-06
  Eagle Strategies Llc
  Boise, ID

Other Businesses

1. 4C FINANCIAL GROUP LLC, EAGLE, ID, 8/2014 AS INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 25/WK - 4/TRADING. 2. 4C FINANCIAL GROUP LLC, 46 EAGLE RIVER ST STE 100, EAGLE, ID, 7/2014 AS MANAGING PRINCIPAL/FINANCIAL PROFESSIONAL UTILIZING DBA NAME. INV REL - 40/WK - 35/TRADING. 3. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 30/WK - 5/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 4. EAGLE CHAMBER OF COMMERCE, 148 N 2ND STREET, STE 101, EAGLE, ID, TREASURER, 10/01/19-NIR, 3/MO- 3/TRADING 5. ADA COUNTY GOP, PO Box 1508, Eagle ID 83616, 10/2023, Board member, Political, NIR, 40 HR/MO - 10 HR/MO TRADING. 6. CLEVELAND FOR CONGRESS, 46 EAGLE RIVER ST, SUITE 100, EAGLE ID 83616, 01/2024, CANDIDATE, POLITICAL OFFICE, NIR, 240 HR/MO - 120 HR/MO TRADING.

Exams

• S66 Uniform Combined State Law Examination
  2011-01-27
• S63 Uniform Securities Agent State Law Examination
  1992-06-02