Lisa Marie Rarick

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Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2016-11-01
TX	RA	APPROVED	2016-10-14

PA RA
APPROVED

Since 2016-11-01
TX RA
APPROVED

Since 2016-10-14

Branch Locations

Kutztown, PA • United States

515 West Hamilton Street 7Th Floor, Allentown, PA 18101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch Pierce, Fenner & Smith, Inc.	Bethlehem	PA	06/2004	10/2016
Morgan Stanley	Allentown	PA	10/2016	Present

06/2004 → 10/2016

Merrill Lynch Pierce, Fenner & Smith, Inc.

Bethlehem, PA
10/2016 → Present

Morgan Stanley

Allentown, PA

Previous Registrations

2010-04-13 → 2016-10-18

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Allentown, PA

Allentown, PA

Allentown, PA

Allentown, PA

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1992-05-13

S63 Uniform Securities Agent State Law Examination

1992-05-13

Other Names

Lisa M Angstadt
Lisa Marie Angstadt

View on SEC IAPD

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