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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2025-10-16 |
| FL | RA | APPROVED | 2025-10-09 |
| TX | RA | APPROVED_RES | 2025-10-07 |
Branch Locations
1500 Mcconnor Pkwy Ste 200, Schaumburg, IL 60173 • United States
Bradenton, FL • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Unemployed/Self | Niles | IL | 06/1991 | Present |
| Fortis Investors, Inc. | Downers Grove | IL | 03/1992 | 08/2025 |
| Osaic Wealth, Inc. | Mount Prospect | IL | 01/2024 | 10/2025 |
| Callero Capital Management | Mount Prospect | IL | 01/1992 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 10/2025 | Present |
| Cetera Financial Specialists Llc | Schaumburg | IL | 10/2025 | Present |
| Cmc Financial Wealth Planners Llc/ Dba Cmc Financial | Schaumburg | IL | 02/2026 | Present |
1) CALLERO CAPITAL MANAGEMENT; SAME AS REGISTERED LOCATION; INVESTMENT RELATED; DBA FOR WEALTH MANAGEMENT SERVICES; FINANCIAL PROFESSIONAL; SINCE 01/1992; 160 HRS/MO 2) SIMPLICITY GROUP; SAME AS REGISTERED LOCATION; NON-INVESTMENT RELATED; AGENT/FIXED INSURANCE ACTIVITIES; SINCE 01/1992; 20 HRS/MO 3) NAME OF OTHER BUSINESS: CMC Financial Wealth Planners LLC/ DBA CMC Financial INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 2/23/2026 POSITION/TITLE/RELATIONSHIP: Owner APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 40, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1992-04-08 |
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