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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2025-10-16
FL RA APPROVED 2025-10-09
TX RA APPROVED_RES 2025-10-07
  • IL RA
    APPROVED
    Since 2025-10-16
  • FL RA
    APPROVED
    Since 2025-10-09
  • TX RA
    APPROVED_RES
    Since 2025-10-07

Branch Locations

1500 Mcconnor Pkwy Ste 200, Schaumburg, IL 60173 • United States

Bradenton, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed/Self Niles IL 06/1991 Present
Fortis Investors, Inc. Downers Grove IL 03/1992 08/2025
Osaic Wealth, Inc. Mount Prospect IL 01/2024 10/2025
Callero Capital Management Mount Prospect IL 01/1992 Present
Cetera Investment Advisers Llc Schaumburg IL 10/2025 Present
Cetera Financial Specialists Llc Schaumburg IL 10/2025 Present
Cmc Financial Wealth Planners Llc/ Dba Cmc Financial Schaumburg IL 02/2026 Present
  • 06/1991 → Present
    Unemployed/Self
    Niles, IL
  • 03/1992 → 08/2025
    Fortis Investors, Inc.
    Downers Grove, IL
  • 01/2024 → 10/2025
    Mount Prospect, IL
  • 01/1992 → Present
    Callero Capital Management
    Mount Prospect, IL
  • 10/2025 → Present
    Schaumburg, IL
  • 10/2025 → Present
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 02/2026 → Present
    Cmc Financial Wealth Planners Llc/ Dba Cmc Financial
    Schaumburg, IL
Previous Registrations
  • 2024-01-19 → 2025-10-08
    Mount Prospect, IL
  • 2006-06-15 → 2024-01-19
    Woodbury Financial Services, Inc.
    Lisle, IL
    Mount Prospect, IL
    Lisle, IL
    Palatine, IL
Other Businesses

1) CALLERO CAPITAL MANAGEMENT; SAME AS REGISTERED LOCATION; INVESTMENT RELATED; DBA FOR WEALTH MANAGEMENT SERVICES; FINANCIAL PROFESSIONAL; SINCE 01/1992; 160 HRS/MO 2) SIMPLICITY GROUP; SAME AS REGISTERED LOCATION; NON-INVESTMENT RELATED; AGENT/FIXED INSURANCE ACTIVITIES; SINCE 01/1992; 20 HRS/MO 3) NAME OF OTHER BUSINESS: CMC Financial Wealth Planners LLC/ DBA CMC Financial INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 2/23/2026 POSITION/TITLE/RELATIONSHIP: Owner APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 40, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1992-04-08
  • S63 Uniform Securities Agent State Law Examination
    1992-04-08
Designations
Other Names
  • Chris Callero
  • Christopher M Callero

View on SEC IAPD

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