Best Investors
Account
Sign in
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-09-24 |
| FL | RA | APPROVED | 2020-06-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Summit Brokerage Services | Brandon | FL | 08/2015 | 09/2019 |
| Cetera Investment Advisers Llc | Brandon | FL | 10/2015 | Present |
| Summit Financial Group Inc | Brandon | FL | 01/2018 | 05/2020 |
| Cetera Advisor Networks Llc | Brandon | FL | 09/2019 | 05/2020 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 06/2020 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 06/2020 | Present |
1)CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING. 06/18/20 2) UNIVERSAL FINANCIAL CONSULTANTS, 2963 GULF-TO-BAY BLVD STE 330, CLEARWATER, FL, INSURANCE AGENT/SALES, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, 07/01/10, INV REL, 4/WK- 1/TRADING 3) SELLERS FINANCIAL SERVICES, INC. 138 N MOONE AVE, STE B, BRANDON FL, OWNER/PRESIDENT, DBA USED TO PROVIDE SERVICE, 01/01/06, INV REL, 160/HR MO- 160/HR MO TRADING
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2024-09-20 |
Reach out to this advisor