Matthew Thomas Hanratty

Employer firm

Equitable Advisors, LLC CRD 6627

$42.5B regulatory AUM 171,648 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2022-06-16
NY	RA	APPROVED	2021-04-12

TX RA
APPROVED_RES

Since 2022-06-16
NY RA
APPROVED

Since 2021-04-12

Branch Locations

395 North Service Road Suite 206, Melville, NY 11747 • United States

East Rockaway, NY • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Axa Advisors, Llc	New York	NY	09/2013	06/2020
Equitable Advisors, Llc	New York	NY	09/2013	Present

09/2013 → 06/2020

Axa Advisors, Llc

New York, NY
09/2013 → Present

Equitable Advisors, Llc

New York, NY

Other Businesses

Ashar Group, 1800 Pembrook Drive, Ste 240, Orlando, FL 32810, started 7/30/19, selling Life Settlement through approved Equitable 3rd party National Financial Network, LLC, 990 Stewart Ave, Garden City, NY 11530, Agent, started 1/2020, sell Guardian Disability Ins.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2013-12-24
S63	Uniform Securities Agent State Law Examination	1992-04-09

S65 Uniform Investment Adviser Law Examination

2013-12-24
S63 Uniform Securities Agent State Law Examination

1992-04-09

View on SEC IAPD