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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2011-08-03
  • OH RA
    APPROVED
    Since 2011-08-03

Branch Locations

7887 Washington Vlg Dr Suite 260, Centerville, OH 45459 • United States

Oakwood, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York City NY 08/2011 06/2020
Equitable Advisors, Llc New York NY 08/2011 Present
Previous Registrations
Other Businesses

1.WASHINGTON PARK FINANCIAL LLC;CENTERVILLE,OH;SENIOR PARTNER;06/14/2019;0 HRS PER MTH.2. Board Member, Park Villa Homeowners Association Denver Co., Since 12/2/2024, 4 hrs/month.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-03-11
S63 Uniform Securities Agent State Law Examination 2010-01-29
  • S65 Uniform Investment Adviser Law Examination
    2010-03-11
  • S63 Uniform Securities Agent State Law Examination
    2010-01-29
Other Names
  • Ed Buffington

View on SEC IAPD

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