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Employer firm

The Strategic Financial Alliance, Inc. CRD 126514

$382M regulatory AUM 30 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
The Strategic Financial Alliance, Inc.

2200 Century Parkway Suite 500, Atlanta, GA 30345 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2012-04-20
  • GA RA
    APPROVED
    Since 2012-04-20

Branch Locations

2200 Century Parkway Suite 500, Atlanta, GA 30345 • US

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
The Strategic Financial Alliance, Inc. Atlanta GA 03/2012 Present
Previous Registrations
  • 2009-07-17 → 2011-10-20
    Truist Investment Services, Inc.
    Atlanta, GA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-07-13
S63 Uniform Securities Agent State Law Examination 2008-04-12
  • S66 Uniform Combined State Law Examination
    2009-07-13
  • S63 Uniform Securities Agent State Law Examination
    2008-04-12

View on SEC IAPD

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