Lisa Ann Evans

Employer firm

Kovack Advisors, Inc. CRD 140808

$6.28B regulatory AUM 205 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2010 → Present
  Resource Horizons Group Llc
  Marietta, GA
• 10/2010 → Present
  Resource Horizons Investment Advisory
  Marietta, GA
• 10/2014 → Present
  Kovack Securities Inc.
  Marietta, GA

Previous Registrations

• 2010-11-03 → 2014-12-31
  Resource Horizons Investment Advisory, Inc.
  Cumming, GA
• 2009-07-17 → 2010-10-20
  Equitable Advisors, Llc
  Cumming, GA
• 2006-08-29 → 2009-06-18
  Woodbury Financial Services, Inc.
  Cumming, GA
  Canton, GA
  Cumming, GA

Other Businesses

1) DBA: ESSENTIAL FINANCIAL SOLUTIONS, INC. - 327 DAHLONEGA STREET, UNIT 1802B, CUMMING, GA 30040; SECURITIES AND INSURANCE; INVESTMENT RELATED; CEO/CFO; SALES OF SECURITIES AND INSURANCE; 94% OF TIME SPENT 2) FIXED INSURANCE SALES - 327 DAHLONEGA STREET, UNIT 1802B, CUMMING, GA 30040; NON INVESTMENT RELATED; INSURANCE AGENT; SALES OF FIXED INSURANCE; 5% OF TIME SPENT 3) PINE CREST BAPTIST CHURCH OF FORSYTH COUNTY, INC. - 126 14TH STREET, CUMMING, GA 30040; CHURCH; NON INVESTMENT RELATED; FINANCE COMMITTEE MEMBER; ATTENDS COMMITTEE MEETINGS, BUDGETS, FUNDRAISERS; 1% OF TIME SPENT 4) TLBK PROPERTIES, LLC - 327 DAHLONEGA STREET, UNIT 1802B, CUMMING, GA 30040; NON-INVESTMENT RELATED; PAY BILLS AND DEPOSIT RENT CHECKS; OWNER/MANAGING PARTNER; LESS THAN 1% OF TIME SPENT.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-11-29
• S63 Uniform Securities Agent State Law Examination
  1992-04-16

Other Names

• Lisa Ann Dodd
• Lisa Ann Dodd