Kelly Michael Squires

Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/1992 → Present
  Prudential Insurance Company Of America
  Atlanta, GA
• 02/1992 → 11/2024
  Pruco Securities, Llc.
  Atlanta, GA
• 11/2024 → Present
  Lpl Enterprise, Llc
  Atlanta, GA

Previous Registrations

• 2003-04-17 → 2024-11-14
  Pruco Securities, Llc.
  Atlanta, GA
  Atlanta, GA
  Atlanta, GA
  Atlanta, GA
  Atlanta, GA

Other Businesses

1) 01/03/2025 - Kelly M. Squires Financial Advisory, LLC - Business Entity For Tax/Investment Purposes Only - I have applied for and just received an approval to set up an LLC under my name in the State of Georgia. I need to establish the LLC with my attorney's help in order to set up a legal succession agreement for the eventual practice transfer of my business. - INV Related - At Atlanta, GA - Start Date 11/20/2024 - 40hrs/mth - 8hrs During Trading

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-12-11
• S63 Uniform Securities Agent State Law Examination
  1992-04-27