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Todd Michael Rosel

LPl Financial LLC

Lexington, TN

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2023-05-05
  • TN RA
    APPROVED
    Since 2023-05-05

Branch Locations

106 S Broad St, Lexington, TN 38351 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St. Louis MO 08/2005 05/2023
Lpl Financial Llc Lexington TN 05/2023 Present
Previous Registrations
  • 2007-02-14 → 2023-05-10
    Lexington, TN
    Lexington, TN
    Lexington, TN
    St Louis, MO
    Lexington, TN
Other Businesses

1) 04/2023 - Integrity WeaIth Advisor Group - DBA for LPL Business (entity for LPL business) - Inv. Related - Lexington, TN - 160hrs/month - 100% time spent 2) 01/2023 - No Business Name - Real Estate Rental - Inv. Related - Lexington, TN 15263 - Owner - Start Date 01/02/2016 - 2hrs/month 3) 09/04/2024 - Highland Station 9 LLC - Real Estate Rental - Investment Related - Nashville, TN - Start Date 07/26/2024 - 1 Hour Per Month/ 0 Hours During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-01-31
S63 Uniform Securities Agent State Law Examination 2005-10-14
  • S66 Uniform Combined State Law Examination
    2007-01-31
  • S63 Uniform Securities Agent State Law Examination
    2005-10-14
Other Names
  • Todd Rosel

View on SEC IAPD

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