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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-01-30
TN RA APPROVED 2023-05-05
  • TX RA
    APPROVED
    Since 2024-01-30
  • TN RA
    APPROVED
    Since 2023-05-05

Branch Locations

106 S Broad St, Lexington, TN 38351 • United States

4707 Executive Dr, San Diego, CA 92121-3091 • United States

1009 E. Church Street, Suite C, Lexington, TN 38351 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 07/2011 05/2023
Lpl Financial Llc Lexington TN 05/2023 Present
Previous Registrations
  • 2012-01-03 → 2023-05-10
    Jackson, TN
    St Louis, MO
    Mckenzie, TN
    Jackson, TN
    Lexington, TN
Other Businesses

1) 04/25/2023 - Integrity WeaIth Advisor Group - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - 160 Hours per month.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-12-16
  • S66 Uniform Combined State Law Examination
    2011-12-16

View on SEC IAPD

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