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David John Moeller

Knights Of Columbus Asset Advisors LLC

Folsom, CA

New Haven, CT

CRD 2220717

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Employer firm

Knights Of Columbus Asset Advisors LLC CRD 174129

$30.5B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Knights Of Columbus Asset Advisors Llc

One Columbus Plaza, New Haven, CT 06510 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-02-26
  • CA RA
    APPROVED
    Since 2021-02-26

Branch Locations

Folsom, CA • United States

One Columbus Plaza, New Haven, CT 06510 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Knights Of Columbus New Haven CT 04/2018 Present
K12 Health Sacramento CA 03/2016 02/2018
  • 04/2018 → Present
    Knights Of Columbus
    New Haven, CT
  • 03/2016 → 02/2018
    K12 Health
    Sacramento, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-02-26
S66 Uniform Combined State Law Examination 2011-08-11
  • S65 Uniform Investment Adviser Law Examination
    2021-02-26
  • S66 Uniform Combined State Law Examination
    2011-08-11
Other Names
  • David John Moeller

View on SEC IAPD

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