Jason Donald Comes

Employer firm

Cwm, LLC CRD 155344

$50.6B regulatory AUM 248 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Selection of other advisers
SUB-ADVISORY SERVICES FOR OTHER INVESTMENT ADVISORY FIRMS

From the firm’s Form ADV. Read the guides:

Current Employers

Cwm, Llc

14600 Branch St., Omaha, NE 68154 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2012-02-10
NE	RA	APPROVED	2011-07-01

TX RA
APPROVED_RES

Since 2012-02-10
NE RA
APPROVED

Since 2011-07-01

Branch Locations

14600 Branch St., Omaha, NE 68154 • United States

Disclosures

3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien Yes
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial	Omaha	NE	07/1999	01/2017
Cwm, Llc	Omaha	NE	05/2011	Present
Cetera Advisor Networks Llc	El Segundo	CA	01/2017	01/2019
Carson Wealth	Omaha	NE	05/2011	Present

07/1999 → 01/2017

Lpl Financial

Omaha, NE
05/2011 → Present

Cwm, Llc

Omaha, NE
01/2017 → 01/2019

Cetera Advisor Networks Llc

El Segundo, CA
05/2011 → Present

Carson Wealth

Omaha, NE

Previous Registrations

1999-08-19 → 2011-08-01

Lpl Financial Llc

Omaha, NE

Omaha, NE

Other Businesses

FIXED INSURANCE NATURE: Insurance START: 1/1/2025 APPX. HRS/MONTH: 5 PERCENTAGE HRS/MONTH DURING TRADING HOURS: 0 POSITION: INSURANCE AGENT DUTIES: Sells Life, Health, Disability, Annuities & LTC

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1992-03-12

S63 Uniform Securities Agent State Law Examination

1992-03-12

View on SEC IAPD