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Floyd Stone Rinehart

LPl Financial LLC

Venice, FL

CRD 2220586

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-01-20
TX RA APPROVED 2004-06-29
  • FL RA
    APPROVED
    Since 2025-01-20
  • TX RA
    APPROVED
    Since 2004-06-29

Branch Locations

Venice, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Fairview TX 04/2002 Present
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1999-05-06
  • S63 Uniform Securities Agent State Law Examination
    1999-05-06
Designations
  • Certified Financial Planner
Other Names
  • Floyd E Rinehart

View on SEC IAPD

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